Plain Language
Before using any ADS for employment decisions, an employer must have a comprehensive independent impact assessment conducted. The assessment must cover thirteen enumerated elements including: modeling techniques and attributes, scientific validity, proxy analysis for protected classes, training data disparities, output disparate impact, disability accessibility, post-deployment adverse impact risks, least-discriminatory-method analysis, legal compliance, privacy/job quality impacts, and a catch-all discrimination risk assessment. The completed assessment must be submitted to the Department of Labor Standards within 60 days for inclusion in a public registry, and distributed to affected employees. Annual follow-up assessments are required for as long as the tool remains in use, evaluating any changes in validity or disparate impact.
Statutory Text
a) It shall be unlawful for an employer to use an automated employment decision tool for an employment decision, alone or in conjunction with electronic monitoring, unless such tool has been the subject of an impact assessment. Impact assessments must: (i) be conducted no more than one year prior to the use of such tool, or where the tool was in use by the employer before the effective date of this article, within six months of the effective date of this article; (ii) be conducted by an independent and impartial party with no financial or legal conflicts of interest; (iii) identify and describe the attributes and modeling techniques that the tool uses to produce outputs; (iv) evaluate whether those attributes and techniques are a scientifically valid means of evaluating an employee or candidate's performance or ability to perform the essential functions of a role, and whether those attributes may function as a proxy for belonging to a protected class under chapter 151B or any other applicable law; (v) consider, identify, and describe any disparities in the data used to train or develop the tool and describe how those disparities may result in a disparate impact on persons based on their race, color, religious creed, national origin, sex, gender identity, sexual orientation, genetic information, pregnancy or a condition related to said pregnancy including, but not limited to, lactation or the need to express breast milk for a nursing child, ancestry or status as a veteran, and what actions may be taken by the employer or vendor of the tool to reduce or remedy any disparate impact; (vi) consider, identify, and describe any outputs produced by the tool that may result in a disparate impact on persons based on their race, color, religious creed, national origin, sex, gender identity, sexual orientation, genetic information, pregnancy or a condition related to said pregnancy including, but not limited to, lactation or the need to express breast milk for a nursing child, ancestry or status as a veteran, and what actions may be taken by the employer or vendor of the tool to reduce or remedy that disparate impact; (vii) evaluate whether the use of the tool may limit accessibility for persons with disabilities, or for persons with any specific disability, and what actions may be taken by the employer or vendor of the tool to reduce or remedy the concern; (viii) consider and describe potential sources of adverse impact against individuals or groups based on race, color, religious creed, national origin, sex, gender identity, sexual orientation, genetic information, pregnancy or a condition related to said pregnancy including, but not limited to, lactation or the need to express breast milk for a nursing child, ancestry or status as a veteran that may arise after the tool is deployed; (ix) identify and describe any other assessment of risks of discrimination or a disparate impact of the tool on individuals or groups based on race, color, religious creed, national origin, sex, gender identity, sexual orientation, genetic information, pregnancy or a condition related to said pregnancy including, but not limited to, lactation or the need to express breast milk for a nursing child, ancestry or status as a veteran that arise over the course of the impact assessment, and what actions may be taken to reduce or remedy that risk; (x) for any finding of a disparate impact or limit on accessibility, evaluate whether the data set, attribute, or feature of the tool at issue is the least discriminatory method of assessing a candidate's performance or ability to perform job functions; (xi) consider and describe any other ways in which the tool could result in a violation of applicable law and, for any finding that a violation of law may occur, any necessary or appropriate steps to prevent such violation of law; (xii) consider and describe whether use of the tool may negatively impact employees' privacy and job quality, including wages, hours, and working conditions; and (xiii) be submitted in its entirety or an accessible summary form to the department for inclusion in a public registry of such impact assessments within sixty days of completion and distributed to employees who may be subject to the tool. (b) An employer shall conduct or commission subsequent impact assessments each year that the tool is in use to assist or replace employment decisions. Subsequent impact assessments shall comply with the requirements of paragraph (a) of this section, and shall assess and describe any change in the validity or disparate impact of the tool.