New York · Senate Bill · 2023–2024 Regular Session
SB9640
New York Senate Bill 9640 — An Act to amend the civil practice law and rules, in relation to requiring disclosure of use of generative artificial intelligence in a civil action

Status ● Failed Effective N/A Passage Likelihood L

WHAT THIS BILL REGULATES · 1 REQUIREMENT TYPE

How Is This Bill Enforced

Enforcement Authority
No private right of action created. Enforcement is through existing court procedural mechanisms — noncompliance with certification requirements may be addressed by the court through sanctions, striking of filings, or other remedies available under the CPLR. No designated agency enforcer.
Private Right of Action
No private right of action. Enforcement is exclusive to the designated authority.
Penalties
No monetary penalties or damages specified. The bill is a court-procedure rule; noncompliance is subject to existing judicial remedies including potential sanctions or striking of filings.

What This Bill Requires

Verbatim statutory text on the left; plain-language analysis and a per-section checklist on the right. Numbered markers cross-link to the matching checklist row.

Statutory Text
Analysis & Obligations
CPLR Rule 2107
Certification of filings produced using generative artificial intelligence
Professional

(a) 1 Certification of filings produced using generative artificial intelligenceGenerative artificial intelligence"Generative artificial intelligence" shall mean the use of machine learning technology, software, automation, and algorithms to perform tasks, to make rules and/or predictions based on existing data sets and instructions, including, but not limited to: 1. any artificial system that performs tasks under varying and unpredictable circumstances without significant human oversight, or that can learn from experience and improve performance when exposed to data sets; 2. an artificial system developed in computer software, physical hardware, or other context that solves tasks requiring human-like perception, cognition, planning, learning, communication, or physical action; 3. an artificial system designed to think or act like a human, including cognitive architectures and neural networks; 4. a set of techniques, including machine learning, that is designed to approximate a cognitive task; and/or 5. an artificial system designed to act rationally, including an intelligent software agent or embodied robot that achieves goals using perception, planning, reasoning, learning, communicating, decision making, and acting.CPLR Rule 2107(b). Any paper or file served that was drafted with the assistance of generative artificial intelligenceGenerative artificial intelligence"Generative artificial intelligence" shall mean the use of machine learning technology, software, automation, and algorithms to perform tasks, to make rules and/or predictions based on existing data sets and instructions, including, but not limited to: 1. any artificial system that performs tasks under varying and unpredictable circumstances without significant human oversight, or that can learn from experience and improve performance when exposed to data sets; 2. an artificial system developed in computer software, physical hardware, or other context that solves tasks requiring human-like perception, cognition, planning, learning, communication, or physical action; 3. an artificial system designed to think or act like a human, including cognitive architectures and neural networks; 4. a set of techniques, including machine learning, that is designed to approximate a cognitive task; and/or 5. an artificial system designed to act rationally, including an intelligent software agent or embodied robot that achieves goals using perception, planning, reasoning, learning, communicating, decision making, and acting.CPLR Rule 2107(b) must attach to the filing a separate affidavit disclosing such use and certifying that a human being has reviewed the source material and verified that the artificially generated content is accurate.

(b) For the purposes of this section, "generative artificial intelligenceGenerative artificial intelligence"Generative artificial intelligence" shall mean the use of machine learning technology, software, automation, and algorithms to perform tasks, to make rules and/or predictions based on existing data sets and instructions, including, but not limited to: 1. any artificial system that performs tasks under varying and unpredictable circumstances without significant human oversight, or that can learn from experience and improve performance when exposed to data sets; 2. an artificial system developed in computer software, physical hardware, or other context that solves tasks requiring human-like perception, cognition, planning, learning, communication, or physical action; 3. an artificial system designed to think or act like a human, including cognitive architectures and neural networks; 4. a set of techniques, including machine learning, that is designed to approximate a cognitive task; and/or 5. an artificial system designed to act rationally, including an intelligent software agent or embodied robot that achieves goals using perception, planning, reasoning, learning, communicating, decision making, and acting.CPLR Rule 2107(b)" shall mean the use of machine learning technology, software, automation, and algorithms to perform tasks, to make rules and/or predictions based on existing data sets and instructions, including, but not limited to: 1. any artificial system that performs tasks under varying and unpredictable circumstances without significant human oversight, or that can learn from experience and improve performance when exposed to data sets; 2. an artificial system developed in computer software, physical hardware, or other context that solves tasks requiring human-like perception, cognition, planning, learning, communication, or physical action; 3. an artificial system designed to think or act like a human, including cognitive architectures and neural networks; 4. a set of techniques, including machine learning, that is designed to approximate a cognitive task; and/or 5. an artificial system designed to act rationally, including an intelligent software agent or embodied robot that achieves goals using perception, planning, reasoning, learning, communicating, decision making, and acting.

(c) Where no generative artificial intelligenceGenerative artificial intelligence"Generative artificial intelligence" shall mean the use of machine learning technology, software, automation, and algorithms to perform tasks, to make rules and/or predictions based on existing data sets and instructions, including, but not limited to: 1. any artificial system that performs tasks under varying and unpredictable circumstances without significant human oversight, or that can learn from experience and improve performance when exposed to data sets; 2. an artificial system developed in computer software, physical hardware, or other context that solves tasks requiring human-like perception, cognition, planning, learning, communication, or physical action; 3. an artificial system designed to think or act like a human, including cognitive architectures and neural networks; 4. a set of techniques, including machine learning, that is designed to approximate a cognitive task; and/or 5. an artificial system designed to act rationally, including an intelligent software agent or embodied robot that achieves goals using perception, planning, reasoning, learning, communicating, decision making, and acting.CPLR Rule 2107(b) was used in the drafting of a paper or file, no disclosure is required under this rule.

New Rule 2107 establishes a disclosure-and-certification requirement for any paper or file served in a civil action that was drafted with the assistance of generative artificial intelligence. The filing party must attach a separate affidavit disclosing AI use and certifying that a human reviewed the source material and verified the AI-generated content for accuracy. The obligation runs to any litigant or attorney who uses AI assistance in drafting — not to the AI developer or platform.

The definition of generative artificial intelligence in subdivision (b) is unusually broad, extending well beyond generative text models to encompass essentially any machine-learning system, intelligent software agent, or cognitive-task-approximating technique. Subdivision (c) clarifies that no disclosure is required where no generative AI was used.

Compliance actions 1 item
1
Any party serving a paper or file in a civil action that was drafted with the assistance of generative AI must attach a separate affidavit disclosing such use and certifying that a human reviewed the source material and verified the AI-generated content is accurate.
T-02.1
CPLR Rule 5528(a)(6)
Appellate brief requirements — AI disclosure paragraph
Professional

(a)(6) 2 6. if required by rule 2107, a disclosure of the use of generative artificial intelligenceGenerative artificial intelligence"Generative artificial intelligence" shall mean the use of machine learning technology, software, automation, and algorithms to perform tasks, to make rules and/or predictions based on existing data sets and instructions, including, but not limited to: 1. any artificial system that performs tasks under varying and unpredictable circumstances without significant human oversight, or that can learn from experience and improve performance when exposed to data sets; 2. an artificial system developed in computer software, physical hardware, or other context that solves tasks requiring human-like perception, cognition, planning, learning, communication, or physical action; 3. an artificial system designed to think or act like a human, including cognitive architectures and neural networks; 4. a set of techniques, including machine learning, that is designed to approximate a cognitive task; and/or 5. an artificial system designed to act rationally, including an intelligent software agent or embodied robot that achieves goals using perception, planning, reasoning, learning, communicating, decision making, and acting.CPLR Rule 2107(b) in the drafting of the brief and certification that the content therein was reviewed and verified by a human.

This amendment to Rule 5528 adds a sixth mandatory component to the appellant's brief: if Rule 2107 applies, the brief must include a disclosure of generative AI use in drafting and certification that a human reviewed and verified the content. This extends the general filing-certification obligation of Rule 2107 into the specific formatting requirements for appellate briefs, ensuring the disclosure appears as a distinct, identifiable section of the brief rather than being buried in an attachment.

Compliance actions 1 item
2
Appellants who used generative AI in drafting their brief must include in the brief a disclosure of such AI use and a certification that the content was reviewed and verified by a human.
T-02.1
§ 3
Effective date

This act shall take effect on the ninetieth day after it shall have become a law.

The act takes effect on the ninetieth day after it becomes law. No specific calendar date is provided because the bill has not yet been enacted.

Passage Likelihood

Failed
Status Failed
Final action REFERRED TO JUDICIARY

Legislative History

2024-05-16 REFERRED TO JUDICIARY

Entry Last Reviewed

2026-05-20
AI generated